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Dodd-Frank: A Piece of the Evolving Regulatory Puzzle for Financial Institutions

James Goldstein, George Kermis and Richard Wall

The BRC Academy Journal of Business

Volume 2

Number 1

Print ISSN: 2152-8721 Online ISSN: 2152-873X

Date: March 15, 2012

First Page 113

Last Page 133

Abstract

Financial Institutions are constantly being challenged to operationalize market and regulatory expectations and/or rules. The landscape of financial management is evolving rapidly in response to the financial crisis of 2008 and worldwide regulatory initiatives. This is especially challenging because financial markets are global in nature, but regulated at parochial levels by governments. This paper presents a survey of key issues which need to be addressed by the evolving regulatory landscape and the response of financial institutions

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